*This event has been moved from the 9th of November 2022 to the 23rd of November 2022, due to planned rail strikes. We apologise for any inconvenience.
The FCA recently set out recent observations related to transaction reporting data quality and reconciliation requirements. This communication is of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved reporting mechanisms (ARM).
AQMetrics, in collaboration with Kaizen Reporting, is bringing together industry experts for this in-person breakfast workshop event on the 23rd of November, where our experts will analyze the FCA's Market Watch 70, and you will have the opportunity to ask questions and find out what you need to be doing to avoid common reporting errors in transaction reporting.
We have pulled together a packed agenda to get you thinking about what your firm will need to consider, to ensure you are ready for the upcoming shift in the regulatory landscape.
8:30-9:00 - Networking breakfast
9:00-9:05 - Opening Remarks
9:05-9:45 - Part one - Data quality and accuracy
9:45-10:00 - Short break for networking
10:00-10:25 - Part two - Data extracts and reconciliation
10:25-10:55 - Q&A Session with FCA*
10:55-11:00 - Closing remarks
* (under Chatham House rules)
We partnered with AQMetrics to enhance our regulatory reporting. We wanted to modernise and simplify, and in the AQMetrics technology platform we saw something really intuitive
The decision was an easy one. We asked a third party for advice on a MiFID II reporting platform and they recommended AQMetrics. It was a very smooth transition from there on, with the normal checks of technology and data
We saw a growing need from our clients for outsourced risk reporting. So we wanted to find the best technology firms that can provide that service - and that's why we chose AQMetrics.
Migrating is typically not an easy task. But with AQMetrics it was seamless. There are several vendors out there, and we carefully selected our new partner for their expertise and knowledge with regard to MiFID II migration projects.